Requirements to Clearly Indicate the Trade Name of Financial Instruments
Intermediary Service Provider Etc.
(Financial Instruments and Exchange Act of Japan, Article 66-11)

According to the Financial Instruments and Exchange Act of Japan, when a Financial Instruments Intermediary Service Provider (hereinafter "Soleil Global Advisors Japan Co., Ltd." or "Soleil") intends to conduct financial instruments intermediation, it shall clearly indicate the following matters to all customers in advance. Therefore, we strongly recommend that all customers to read and fully understand the information below before transacting any business with us.

The Name of the Financial Instruments Intermediary Service Provider:
Soleil Global Advisors Japan Co., Ltd. Registration Number:
The Kanto Local Finance Bureau of the Ministry of Finance (Kin-chu) No.832

【Contact Info】:Tel:+81-3-6205-3200

  • ● Soleil does not represent in any capacity its Entrusting Financial Instruments Business Operator(s) (EFIBO) etc.
  • ● Soleil, for any reason, does not accept or receive from a customer any deposit of cash, securities or any other form of deposit in in-kind with regard to its Financial Instruments Intermediary Service.
  • ● If Soleil is associated with more than two (2) EFIBOs, and both of them offer similar types of products, we will inform our customers when there is difference in the transaction fees or the management fees etc. between such similar products when we explain our products and services, and before any transactions are made by our customers.
  • ● If Soleil is associated with more than two (2) EFIBOs, we will inform our customers the name or the trade name of the EFIBO which will be the counterparty of the customers' specific transactions while we explain our products and services.

Entrusting Financial Instruments Business Operator (EFIBO)

Teneo Partners Japan Limited

Type 1 and Type 2 Financial Instruments Business Dealer license
Kanto Finance Bureau of the Ministry of Finance: Registration No. 2315
Teneo Partners Japan Limited is a Member of Japan Securities Dealer Association (JSDA)

【Customer Service】

Soleil Global Advisors Japan Co., Ltd.
Internal Control Division, Compliance Department
Telephone No.:+81-3-6205-3200 (Operation Hours: Weekdays 10am〜11:30am, 1pm〜5pm)

Teneo Partners Japan Limited
Compliance Department
Telephone No. :+81-3-4550-2518 (Operation Hours: Weekdays 9am〜5pm)

Disclosures

Somer Hatano is a registered representative of IVP Capital, LLC ("IVP"), a SEC registered broker-dealer and member of FINRA. IVP is third party marketer for various financial services providers and entities. IVP is not affiliated with the providers or entities on whose behalf material is distributed and is notauthorized to bind such entities.

IVP Capital LLC are parties to a co-marketing agreement. All clients are required to file fund offering notification with the Japan FSA and fulfill any other regulatory requirements as required by applicable law. Neither Soleil Global Advisors, IVP Capital nor provide legal advice relating to Japanese law or regulations. Please consult with your legal counsel regarding your legal and regulatory responsibilities and requirements in Japan.

Terms of Use

PLEASE READ THESE TERMS OF USE CAREFULLY. BY ACCESSING OR VIEWING THIS WEBSITE ("SITE") AND ANY PAGES THEREOF, YOU/USER AGREE TO BE BOUND BY THE TERMS OF USE. SOLEIL GLOBAL ADVISORS LLC AND/OR ITS AFFILIATES (COLLECTIVELY, "SoGA") EXPRESSLY RESERVES THE RIGHT TO MODIFY THESE TERMS OF USE AND/OR SITE AT ANY TIME. IT IS YOUR RESPONSIBILITY TO REVIEW THE TERMS OF USE; AND YOUR CONTINUED USE OF THIS SITE SHALL CONCLUSIVELY CONSTITUTE YOUR ACCEPTANCE OF THE TERMS OF USE AND ANY MODIFICATIONS THEREOF. IF YOU DO NOT AGREE TO THESE TERMS OF USE, YOU ARE NOT AUTHORIZED TO ACCESS THIS SITE, OR ANY PAGES THEREOF.

General

Soleil Global Advisors LLC ("SoGA") is a marketing and consulting firm specializing in bridging the Japanese and the global investment markets, was founded by Somer Hatano in October 2015. Ms. Hatano is also a registered representative of IVP Capital, LLC ("IVP"), a SEC registered broker-dealer and member of FINRA. IVP is third party marketer for various financial services providers and entities. SoGA's unique edge leverages the founder's strong relationships with a wide network of market participants by setting its foundation on the three pillars of cross-cultural, bilingual and geographical advantages to narrow market gaps.

Nothing contained in these Terms of Use is intended to modify or amend any other written agreement you may have with SoGA, if any, that may currently be in effect. In the event of any inconsistency between these Terms of Use and any other agreements, the other agreements will govern.

The information and materials provided through the Site are not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would violate any laws or regulations. You, by accessing and using this Site, are using the information and materials at your own risk and shall comply with all applicable laws and regulations.

No Offer of Securities

This website is for information only and is not an offer to sell or an invitation to invest in any entity or to provide any investment advisory services. Site content is for informational purposes only, is general in nature and does not take into account any investor's particular circumstances or needs. Therefore, Site content should not be considered advice with respect to the purchase, sale, holding or management of securities or other assets. Site content is neither an offer to sell, nor a solicitation of an offer to buy, securities. Furthermore, you should not construe any of the information contained in this Site as legal, tax, or investment advice, and you should seek advice based on your own particular circumstances from your counsel, independent tax advisor, or consultant.

Intellectual Property

This Site and all its content, including all trademarks, service marks, trade names, logos, text, materials, and other information ("Intellectual Property"), are the exclusive property of SoGA and/or their respective owners. Any other third party Intellectual Property used in this Site is owned by their respective owners, and SoGA makes no representations of any kind with respect to such third party Intellectual Property. Nothing in this Site shall be deemed to convey upon you any right, title, or interest in any Intellectual Property except for the right to view and/or use the same pursuant to these Terms of Use. Any unauthorized use of any Intellectual Property may constitute an infringement under applicable laws for which you shall be solely liable.

You may, for your own internal use only, download any information or materials displayed on this Site for non-commercial, personal use only, provided you also retain all copyright and other proprietary notices contained on the materials. You may not distribute, modify, transmit, reuse, report or use the content of this Site for public or commercial purposes, including the text, images, and/or audio and video, without SoGA's prior written permission. Except as expressly permitted in writing, no information or materials provided on the Site may be copied, reproduced, republished, uploaded, posted, transmitted or distributed in any way to third parties.

This Site may contain links to other websites and/or other third party content. This is provided solely for your convenience and SoGA does not review or monitor any third-party websites linked from or to the Site and does not make any representations or warranties with respect to such third-party websites and/or information. If you decide to access the linked third party website, you do so at your own risk. SoGA shall not be responsible for any information, materials or services obtained on or from such other websites and will not be liable in any respect for any damages arising from your access of such websites. The inclusion of these links does not imply any endorsement, representation or warranty by SoGA with respect to any such website or the content or services contained through such websites. Furthermore, you agree not to link any websites to this Site without the express prior written consent of SoGA.

Disclaimers and Limitation of Liability

SoGA makes no warranties or representations as to the accuracy of this Site or any information or materials provided herein. Under no circumstances shall SoGA, its members, officers, directors, managers, employees, contractors, or any party involved in creating, producing, or delivering the Site be liable to you or any third party for any direct, incidental, consequential, indirect, or punitive damages that result from the use of, or the inability to use, the materials on this Site. Further, SoGA shall not be liable for any damages to, or viruses that may infect, your computer equipment or other property on account of your access to, use of, or browsing in this Site or your downloading of any materials, data, text, images, video, or audio from this Site.

SoGA shall not be liable for any damages to, or viruses that may infect, your computer equipment or other property on account of your access to, use of, or browsing in this Site or your downloading of any materials, data, text, images, video, or audio from this Site.

THE SITE AND ALL OF ITS CONTENTS ARE MADE AVAILABLE BY SoGA "AS IS," WITHOUT ANY WARRANTIES WHATSOEVER, EXPRESS OR IMPLIED. ALL WARRANTIES, INCLUDING BUT NOT LIMITED TO ANY WARRANTIES OF MERCHANTABILITY, FITNESS FOR ANY PARTICULAR PURPOSE, NON-INFRINGEMENT, TITLE, UNINTERRUPTED USE, OR ACCURACY, SECURITY OF INFORMATION, OR RELIABILITY, ARE SPECIFICALLY EXCLUDED AND EXPRESSLY DISCLAIMED. SOGA MAKES NO WARRANTY THAT THE SITE WILL MEET ANY USER'S REQUIREMENTS. USERS OF THE SITE ASSUME ALL RISK AS TO THE QUALITY, ACCURACY, SUITABILITY, AVAILABILITY AND PERFORMANCE OF THE SITE AND ITS CONTENTS AND ACKNOWLEDGE THAT THE SITE AND ITS CONTENTS MAY BE REVISED, ALTERED AND CHANGED FROM TIME TO TIME IN THE SOLE DISCRETION OF SOGA. SOGA DOES NOT REPRESENT OR WARRANT THAT ANY SITE CONTENT WILL OPERATE CONTINUOUSLY OR WILL BE UNINTERRUPTED OR ERROR-FREE, OR THAT ANY DEFECTS WILL BE CORRECTED, OR THAT THIS SITE OR ANY SITE REFERRED OR LINKED TO HEREIN IS FREE OF VIRUSES OR OTHER HARMFUL COMPONENTS.

SoGA ASSUMES NO LIABILITY FOR LOSS OR DAMAGE RESULTING FROM ANY USE OF OR RELIANCE UPON THE SITE OR ITS CONTENTS. IN NO EVENT WILL SOGA BE LIABLE FOR ANY LOST PROFITS, LOST SAVINGS, LOST DATA, BUSINESS INTERRUPTION, OR OTHER DIRECT, INDIRECT, EXEMPLARY, PUNITIVE, SPECIAL, CONSEQUENTIAL OR INCIDENTAL DAMAGES OR CLAIMS (WHETHER IN CONTRACT, IN TORT, OR OTHERWISE) ARISING OUT OF OR RELATING TO THE SITE, ITS CONTENTS, THE USE THEREOF, OR THE INABILITY TO USE THE SITE, EVEN IF SOGA HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH LOSS OR DAMAGE.

Indemnification

You agree to defend, indemnify and hold SoGA and its directors, officers, members, partners, principals, employees, agents and representatives harmless from any and all claims, liabilities, costs and expenses, including, without limitation, reasonable attorneys' fees, arising in any way from (i) your use of the Site, or (ii) your breach or violation of law or any of these Terms of Use. We reserve the right, at our own expense, to assume the exclusive defense and control of any matter otherwise subject to indemnification by you, and in such case, you agree to cooperate with any such defense at your own cost and risk.

Miscellaneous

SoGA may collect certain aggregate and non-personal information when you visit the Site. We may collect this information through "cookie" technology. Cookies may enhance your online experience by saving your preferences while you are visiting a particular site.

These Terms of Use shall be governed by and construed in accordance with the laws of the State of New York. You agree that any dispute or action at law or inequity arising out of or relating to these Terms of Use or your use of the Site shall be commenced only in the state or federal courts located in New York County, New York and you hereby consent and submit to the personal jurisdiction of such courts for the purposes of any such dispute or action.

No waiver by SoGA of any right under or term or provision of these Terms of Use will be deemed a waiver of any other right, term or provision of these Terms of Use at that time or a waiver of that or any other right, term or provision of these Terms of Use at any other time. If any provision of these Terms of Use is found to be invalid, unlawful, void or for any reason unenforceable, then that provision shall be deemed severable from these Terms of Use and shall not affect the validity and enforceability of any remaining provisions. These Terms of Use represent and constitute the entire agreement between SoGA and you relating to the subject matter discussed herein.

If any provision of these Terms of Use is found to be invalid, unlawful, void or for any reason unenforceable, then that provision shall be deemed severable from these Terms of Use and shall not affect the validity and enforceability of any remaining provisions. These Terms of Use represent and constitute the entire agreement between SoGA and you relating to the subject matter discussed herein.